Jordanova V. Diagnostic assessment key in autism spectrum disorder. Practitioner June 2020;264(1838):11-14

Diagnostic assessment key in autism spectrum disorder

22 Jun 2020

AUTHORS

Dr Vesna Jordanova MSc MD MRCPsych, Consultant Psychiatrist, South London and Maudsley NHS Foundation Trust and Visiting Research Fellow, Institute of Psychiatry, Psychology and Neuroscience, King’s College London, London, UK

Competing interests: None

Article

Autism spectrum disorder (ASD) is a complex pervasive neurodevelopmental disorder with an estimated lifetime prevalence of 1%. ASD presents across a wide range of intellectual ability and persists throughout life. Core symptoms include abnormal social interaction and communication, restricted and repetitive interests or activities, associated with lack of cognitive flexibility, and unusual sensory responses. ASD is highly heritable and polygenic. The male: female ratio of ASD is 3:1. Although the behavioural presentation has a childhood onset, approximately 40% of children with ASD are undiagnosed. In those who reach adulthood without being diagnosed, the symptoms may only come to the surface when they experience adversity, such as work-related stress, redundancy, divorce, bereavement or problems with the law. Presenting concerns are often about mental health rather than autism per se. The following signs should make the clinician consider the possibility of ASD: difficulties with social relationships; abnormal communication; absorbing and narrow interests; onset in childhood; a known neurodevelopmental condition, including learning disabilities and ADHD. NICE recommends that GPs should: pay attention to parental concerns; recognise speech delay or regression; review the obstetric history for risk factors; and review the family history for developmental or psychiatric diagnoses. Developmental screening tools may be useful but should not be used to make or rule out a diagnosis of autism. If ASD is suspected based on screening or clinical judgement a referral to psychiatric services should be made. 


Autism spectrum disorder (ASD) is a complex pervasive neurodevelopmental disorder with an estimated lifetime prevalence of 1%.1 ASD presents across a wide range of intellectual ability and persists throughout life.

Core symptoms include abnormal social interaction and communication, restricted and repetitive interests or activities, associated with a lack of cognitive flexibility, and unusual sensory responses.2

DSM-5 designated ASD as a single diagnostic category incorporating a range of subtypes, including Asperger’s syndrome. In addition, DSM-5 takes into account that the child’s symptoms may not be recognised until social expectations increase later in life.

DSM-5 has also created a new separate diagnostic category ‘social communication disorder’ for individuals who have social impairment in the absence of restricted/repetitive behaviour and sensory problems.

ICD-11 mirrors DSM-5 but differentiates autism with and without intellectual disability.3 An overarching criterion for a diagnosis of ASD in both DSM-5 and ICD-11 is whether the observed symptoms are sufficiently severe to undermine the individual’s functioning in everyday life.

ASD-related problems often require psychiatric input in their management, particularly as they are associated with a high frequency of co-occurring psychiatric disorders and clinical risk.

Aetiology

Research evidence from genetic studies indicates that ASD is highly heritable.4

A recent meta-analysis of twin studies found that the previously reported shared environmental influences are likely to be a statistical artefact arising from overinclusion of concordant dizygotic twins.5

However, the genetic risk for ASD is polygenic, often involving multiple single nucleotide polymorphisms, de novo mutations and copy number variations.6 A population-based birth cohort study found that the risk of ASD is not limited to older paternal or maternal age alone but is also associated with increasing difference in age between the parents.7 Molecular studies suggest that numerous genes may be involved, some of which may be epistatic.8 A recent genome-wide association meta-analysis led to the identification of 93 significant genome-wide markers, of which 53 were replicated in independent cohorts.9

A strong propensity for ASD in males (male:female ratio 3:1) has been observed with striking consistency.

It has been suggested that the gender difference in ASD prevalence may be caused by an increase in fetal testosterone. Baron-Cohen and colleagues hypothesise that fetuses exposed to high levels of testosterone are likely to develop ASD and that this condition can be considered an extreme of the normal male profile.10

Studies suggest that prenatal factors including maternal diabetes, (both pre-existing type 2 diabetes and gestational diabetes diagnosed ≤ 26 weeks), vitamin D deficiency, placental insufficiency and maternal obesity may play a crucial role in the aetiology of ASD.11,12 A recent study found that children who were exposed to pre-eclampsia in uterowere 32% more likely to develop ASD.

A causal link between pre-eclampsia and ASD e.g. mediated by fetal hypoxia, oxidative stress or maternal systemic inflammation is plausible.13 In addition, women who take antidepressants during the first trimester are almost twice as likely to give birth to children with ASD.14

Intrauterine exposure to infections such as cytomegalovirus and rubella are associated with increased risk of ASD.15 Fetal alcohol syndrome caused by maternal drinking during pregnancy is often unrecognised but strongly associated with ASD.16 Intrauterine exposure to several antiepileptic drugs, especially valproate, is also associated with an increased risk of ASD.17 Perinatal factors have been examined indicating that low birthweight, breech and premature birth are associated with a raised risk of ASD.18

There is also an increased risk of ASD in children of mothers with thyroid dysfunction19 and autoimmune disorders.20 Autism is also linked to maternal/paternal schizophrenia, and maternal depression and personality disorders.21

However, a recent population-based birth cohort study across five countries including more than 2 million individuals followed up to the age of 16 years found that the heritability of ASD was approximately 80%, indicating that the variation in ASD occurrence in the population is mostly due to inherited genetic influences. There was little evidence to support the influence of maternal factors.22

 

Presentation

GPs are often the first point of contact for parents or individuals seeking help for suspected ASD. The high rates of comorbidities, the wide-ranging levels of severity and symptom expression and recent changes to the diagnostic criteria make diagnosing ASD in primary care challenging.23

Although the behavioural presentation has a childhood onset, a large number of autistic adults may not have been formally diagnosed or may have been misdiagnosed with other psychiatric conditions. Many autistic children reach adulthood without being diagnosed. A study of children aged 5-9 years found that for every three known cases there were two undiagnosed cases.24 Their symptoms may only come to the surface when they experience adversity in adult life, such as work-related stress, redundancy, divorce, bereavement or problems with the law. Presenting concerns are often about mental health rather than autism per se.

Psychiatric comorbidity is highly prevalent among individuals with ASD.25 Depression, anxiety and attention deficit hyperactivity disorder (ADHD) are common in adults with ASD.25 Around 20-22% of children and adults with ASD meet criteria for a tic disorder.26 Compared with the general UK population, adults with Asperger’s syndrome are much more likely to experience suicidal thoughts and plan or attempt suicide.27

Current evidence suggests autistic individuals have high rates of physical comorbidity, especially epilepsy, gastrointestinal disorders, metabolic syndrome and nutritional problems.28

Core symptoms of ASD may manifest differently according to gender, which may delay diagnosis in females. Girls with ASD are more likely to develop coping strategies to manage social situations that mask the degree of deficit.29

The signs listed in box 1 should make the clinician consider a referral to specialist services for a formal ASD assessment.

Assessment 

NICE recommends that a multistage approach is used to identify children and young people at risk of ASD in primary care.30 This should include:

• Eliciting and paying attention to parental concerns

• Observing speech delay, or regression, which is often the parents’ first concern

• Reviewing the obstetric history for risk factors (low birthweight, prematurity, polyhydramnios, prenatal infections, multiple births, IVF, advanced maternal or paternal age, and less than 18 months between deliveries)

• Reviewing family history with heightened surveillance if there are siblings or close relatives with developmental or psychiatric diagnoses

• Standardised developmental screening such as the Modified Checklist for Autism in Toddlers (M-CHAT), a free validated tool that can be used in primary care (www.mchatscreen.com)

• Observing the child

A systematic review, however, found that the M-CHAT had moderate sensitivity and low specificity among children with developmental concerns. The authors concluded that it had limited value because of the high number of false positives.31

Screening tools should not be used exclusively to make or rule out a diagnosis of autism. If ASD is suspected based on screening or clinical judgement, a referral to psychiatric services should be made for diagnostic assessment.

For those cases where diagnosis is less straightforward, or the clinical management is more complex because of comorbidity and clinical risk, there needs to be access to local specialist expertise and, where necessary, to tertiary specialist services.

This applies particularly to the provision for psychiatric inpatient admission, as autistic individuals often find generic psychiatric wards very distressing.

Making a diagnosis of ASD is a lengthy multistage process. It requires multidisciplinary assessment of current symptoms, a detailed developmental history from a primary caregiver and the exclusion of alternative diagnoses by the psychiatrist.32 The diagnostic process involves a direct clinical assessment of the individual and an interview with collateral informants, review of early health records, reports from school, assessment of cognitive skills and a medical examination.

In addition, the diagnostic process includes a detailed assessment of the following risk factors to outline a risk management plan:

• Self-harm

• Self-neglect

• Harm to others

• Breakdown of family or residential support

• Exploitation or abuse by others 

Additional assessments are often carried out to aid the diagnostic process. These include:

• A formal IQ test to identify discrepancies between verbal and performance abilities as well as the variety of specific disabilities

• Assessment of functional ability to determine the extent to which there may be difficulties in everyday living skills, social relationships, communication, occupational and executive function, as well as identifying areas of talent that might be developed

Management

There is no robust evidence of any effective pharmacological treatment for the core symptoms of ASD.33

The management of core symptoms in children and young people involves social-communication interventions that include play-based strategies with parents, carers and teachers to increase joint attention, engagement and reciprocal communication.34

For example, interventions focusing on increasing children’s interactive play with peers.

Strategies are adjusted to the child’s developmental level and aim to increase the parents' or teachers' understanding of, and responsiveness to, the child’s patterns of communication.

Applied behavioural analysis for children and young people with ASD has been shown to be effective and helps improve long-term outcomes.35 Through reinforcement, new positive behaviour (such as learning to talk or acquiring social skills) is encouraged, and challenging behaviour is reduced.

Psychosocial interventions for challenging behaviour include clearly identified target behaviour, assessment and modification of environmental factors (e.g. sensory issues) that may contribute to initiating or maintaining the behaviour, and consistent application in all settings.34

It is imperative that children and young people with autism have full access to health and social care services, including mental health services, regardless of their intellectual ability.

Cognitive behaviour therapy has been reviewed by NICE,32 but less attention has been given to other types of psychotherapy and counselling, because of the lack of adequate trials of these interventions in patients with ASD.

The functional difficulties associated with ASD, may be helped by a variety of non clinical resources outside the health service. These include peer group support through voluntary groups, social care and residential services, educational services (including higher and further education) providing support with developing social skills, stress management, preparation for work and accessing leisure activities.

Psychotropic drugs are often prescribed in this population to treat comorbid psychiatric disorders or manage associated symptom behaviours such as aggression,

self-injury, hyperactivity, impulsivity and sleep problems. There is some evidence for the use of risperidone and aripiprazole in the management of repetitive behaviour,33 but routine use is not recommended because of the potential side effects. If used, clinicians should monitor the clinical response closely and weigh up the risks and benefits.

A number of trials of SSRIs have been carried out but all have involved small selective samples and demonstrated mixed results.33 A recent Cochrane review concluded that there is no evidence to support the use of SSRIs in children, whereas there are data to support their use in adults, specifically for repetitive behaviours.36

Oxytocin nasal spray has shown some encouraging preliminary results on social interaction deficits in children aged between 3 and 8 years of age,37 although large scale randomised clinical trials are required. There are also promising results with the use of the glutamatergic drug riluzole for treating core symptoms of ASD.38 However, few studies have examined riluzole as monotherapy and further research is required to ascertain its benefit in the treatment of ASD.

Conclusion

ASD is a complex neurodevelopmental disorder characterised by abnormalities in social communication and stereotyped repetitive behaviour. The aetiology of ASD is complex involving multiple genetic and environmental factors.

Individuals with autism may present to health services with co-occurring psychiatric disorders, and ASD may be overlooked if it is not considered during the assessment.

Many children with ASD reach adulthood before their condition is diagnosed, their symptoms coming to the surface only with experience of adversity. Screening instruments are useful but should not be used exclusively to make or rule out the diagnosis. If ASD is suspected based on screening or clinical judgement, a referral to psychiatric services should be made for comprehensive diagnostic assessment. The diagnostic process involves a direct clinical assessment of the individual and a detailed interview with collateral informants, assessment of cognitive and functional skills and a medical examination.

REFERENCES

1 Brugha TS, McManus S, Bankart J et al. Epidemiology of autism spectrum disorders in adults in the community in England. Arch Gen Psychiatry 2011;68(5):459‐65

2 American Psychiatric Association. Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition. American Psychiatric Association. Arlington, VA. 2013

3 World Health Organization. International classification of diseases for mortality and morbidity statistics (11th Revision). WHO. Geneva. 2018

4 Ronald A, Hoekstra RA. Autism spectrum disorders and autistic traits: a decade of new twin studies. Am J Med Genet B: Neuropsychiatr Genet 2011;156:255-74

5 Tick B, Bolton P, Happé F et al. Heritability of autism spectrum disorders: a meta-analysis of twin studies. J Child Psychol Psychiatry 2016;57(5):585‐95

6 Clarke TK, Lupton MK, Fernandez-Pujals AM et al. Common polygenic risk for autism spectrum disorder (ASD) is associated with cognitive ability in the general population. Mol Psychiatry 2016;21(3):419‐25

7 Sandin S, Schendel D, Magnusson P et al. Autism risk associated with parental age and with increasing difference in age between the parents. Mol Psychiatry 2016;21(5):693‐700

8 McDiarmid T, Belmadani M, Liang J et al. Systematic phenomics analysis of autism-associated genes reveals parallel networks underlying reversible impairments in habituation. Proc Natl Acad Sci USA 2020;117(1):656-67

9 Grove J, Ripke S, Als T et al. Common risk variants identified in autism spectrum disorder. Nature Genet 2019;51:431-44

10 Greenberg D, Warrier V, Allison C, Baron-Cohen S. Testing the empathizing-systemizing theory of sex differences and the extreme male brain theory of autism in half a million people. Proc Natl Acad Sci USA 2018;115(48):12152‐57

11 Xiang AH, Wang X, Martinez MP et al. Association of maternal diabetes with autism in offspring. JAMA 2015;313(14):1425-34

12 Mandy W, Lai MC. Annual Research Review: The role of the environment in the developmental psychopathology of autism spectrum condition. J Child Psychol Psychiatry 2016;57:271-92

13 Dachew BA, Mamun A, Maravilla JC, Alati R. Pre-eclampsia and the risk of autism-spectrum disorder in offspring: meta-analysis. Br J Psychiatry 2018;212(3):142-47

14 Rai D, Lee BK, Dalman C et al. Parental depression, maternal antidepressant use, during pregnancy, and risk of autism spectrum disorders: population-based case control study. BMJ 2013;346:f2059

15 Maeyama K, Tomioka K, Nagase H et al. Congenital cytomegalovirus infection in children with autism spectrum disorder: systematic review and meta-analysis. J Autism Dev Disord 2018;48(5):1483-91

16 Mukherjee R, Cook P, Norgate S, Price A. Neurodevelopmental outcomes in individuals with fetal alcohol spectrum disorder (FASD) with and without exposure to neglect: Clinical cohort data from a national FASD diagnostic clinic. Alcohol 2019;76:23‐28

17 Bech LF, Polcwiartek C, Kragholm K et al. In utero exposure to antiepileptic drugs is associated with learning disabilities among offspring. J Neurol Neurosurg Psychiatry 2018;89(12):1324‐31

18 Bilder D, Pinborough-Zimmerman J, Miller J, McMahon W. Prenatal, perinatal, and neonatal factors associated with autism spectrum disorders. Pediatrics 2009;123(5):1293‐1300

19 Roman G. Autism: transient in utero hypothyroxinemia related to maternal flavonoid ingestion during pregnancy and to other environmental antithyroid agents. J Neurol Sci 2007;262(1-2):15‐26

20 Chen SW, Zhong XS, Jiang LN et al. Maternal autoimmune diseases and the risk of autism spectrum disorders in offspring: A systematic review and meta-analysis. Behav Brain Res 2016;296:61‐69

21 Daniels JL, Forssen U, Hultman CM et al. Parental psychiatric disorders associated with autism spectrum disorders in the offspring. Paediatrics 2008;121:e1357-61

22 Bai D, Yip BHK, Windham GC et al. Association of genetic and environmental factors with autism in a 5-country cohort. JAMA Psychiatry 2019;76(10):1035-43

23 Unigwe S, Buckley C, Crane L et al. GPs’ confidence in caring for their patients on the autism spectrum: an online self-report study. Br J Gen Pract 2017;67(659):445-52

24 Baron-Cohen S, Scott FJ, Allison C et al. Prevalence of autism-spectrum conditions: UK school-based population study. Br J Psychiatry 2009;194:500-09

25 Croen LA, Zerbo O, Qian Y et al. The health status of adults on the autism spectrum. Autism 2015;19(7):814-23

26 Canitano R, Vivanti G. Tics and Tourette syndrome in autism spectrum disorders. Autism 2007;11:19-28

27 Cassidy S, Bradley P, Robinson J et al. Suicidal ideation and suicide plans or attempts in adults with Asperger’s syndrome attending a specialist diagnostic clinic: a clinical cohort study. Lancet Psychiatry 2014;1:142-47

28 Bauman M. Medical comorbidities in autism: challenges to diagnosis and treatment. Neurotherapeutics 2010;7(3):320-27

29 Dean M, Harwood R, Kasari C. The art of camouflage: Gender differences in the social behaviours of girls and boys with autism spectrum disorder. Autism 2017;21(6):678‐89

30 National Institute for Health and Care Excellence. CG128. Autism spectrum disorder in under 19s: recognition, referral and diagnosis. NICE. London. 2011. Updated 2017 www.nice.org.uk/guidance/cg128

31 Yuen T, Penner M, Carter MT et al. Assessing the accuracy of the Modified Checklist for Autism in Toddlers: a systematic review and meta-analysis. Dev Med Child Neurol 2018;60:1093-1100

32 National Institute for Health and Care Excellence. CG142. Autism spectrum disorder in  adults: diagnosis and management. NICE. London. 2012. Updated 2016 www.nice.org.uk/guidance/cg142

33 Howes O, Rogdaki M, Findon J et al. Autism spectrum disorder: consensus guidelines on assessment, treatment and research from the British Association for Psychopharmacology. J Psychopharmacol 2018;32(1):3-29

34 National Institute for Health and Care Excellence. CG 170. Autism spectrum disorder in under 19s: support and management. NICE. London. 2013 www.nice.org.uk/guidance/cg170

35 Reichow B. Overview of meta-analyses on early intensive behavioral intervention for young children with autism spectrum disorders. J Autism Dev Disord 2012;42:512-20

36 Williams K, Brignell A, Randall M et al. Selective serotonin reuptake inhibitors (SSRIs) for autism spectrum disorders (ASD). Cochrane Database Syst Rev 2013; 8:CD00467

37 Yatawara CJ, Einfeld SL, Hickie IB et al. The effect of oxytocin nasal spray on social interaction deficits observed in young children with autism: a randomized clinical crossover trial. Mol Psychiatry 2016;21:1225-31

38 de Boer JN, Vingerhoets C, Hirdes M et al. Efficacy and tolerability of riluzole in psychiatric disorders: A systematic review and preliminary meta-analysis. Psychiatry Res 2019;278:294‐302

CLICK ON IMAGES

 

RELATED FILES

The following files will open in their associated programs.

Box 1 Signs warranting referral for a formal autism spectrum disorder assessmentKEY POINTS

PRESET SEARCHES

PubMed

Autism review

NICE evidence search

Autism